MiFID II Compliance - Understanding New Expectations for Preserving Website & Social Media Records
CESR's Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments
Rules and Criteria for Classification of Clients of Investment firm GLOBAL FUNDS EXCHANGE EAD Appendix to General Conditions
EXPLANATORY MEMORANDUM TO THE FINANCIAL SERVICES AND MARKETS ACT 2000 ( MARKETS IN FINANCIAL INSTRUMENTS) REGULATIONS 2007 No. 12
MiFID II: EM 15938 & 15939
delivered in accordance with Article 31 of the Agreement between the EFTA States financial instrument
CESR's Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instrument
Addendum to the Formal Mandate on the Market in Financial Instruments Directive
BEUC position Contact: Financial Team – financialservices@beuc.eu Ref.: X/2012/006 - 31/01/12
Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004
Dr. jur. Dimitris Tsibanoulis Legal Advisor, Bank of Greece - ppt download
Europa - Internal Market - Securities - Formal mandate to CESR
Reports of Cases
SECONDARY MARKET WORKING GROUP - EBF
PPT - Paola Lucantoni Financial Market Law and Regulation PowerPoint Presentation - ID:4674383
2004L0039 — EN — 30.04.2004 — 000.001 — 1 ▻B DIRECTIVE 2004/39/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 21
Dec. No: l5lll3lCOL Introduction
Investors protection and MIFID - ppt download
SCHEDULE 8 TO THE BUSINESS RULES OF ERSTE BANK HUNGARY ZÁRTKÖRŰEN MŰKÖDŐ RÉSZVÉNYTÁRSASÁG REGARDING INVESTMENT AND ANC
MiFID - The origins - Planet Compliance
